Your Officer for Risk and Compliance Management in the Financial Sector

In-depth advice on capital market law is crucial to understanding and successfully navigating complex regulatory requirements and risks. I am happy to assist you with all questions regarding risk and compliance challenges, anti-money laundering regulations, and regulatory requirements, as well as guide your company through the FINMA authorisation process.

Legal Services:

• Risk and compliance management for asset managers
• Authorisation procedure with FINMA
• FIDLEG / FINIG regulation
• Money laundering risk analysis
• Assistance with KYC / KYT procedures

Individual consulting in financial market law helps ensure that your company meets all regulatory requirements and that your risk management and compliance align with legal standards.